Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mackenzie Stephen ZajecHD Vest Investment ServicesCetera Advisor Networks LLC03-18-2019
Joseph Paul TauerEdward JonesCetera Advisor Networks LLC11-30-2018
Scott Eric NelsonRobert Steffen & AssociatesCetera Advisor Networks LLC07-12-2017
Michael J. Boho Jr.M Holdings Securities, Inc.Cetera Advisor Networks LLC05-18-2016
Christopher John HastingsCambridge Investment Research, Inc.Cetera Advisor Networks LLC12-22-2014
Eric Wolter BischoffVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-16-2014
Myron Dale ErstadTriad Advisors LLCCetera Advisor Networks LLC03-31-2014
Benjamin Robert BernardTriad Advisors LLCCetera Advisor Networks LLC03-31-2014
Phillip Edward CuroeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC11-22-2011
Karen Jane VanstromU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC05-16-2011
Richard Reid Frith IILarson Financial Securities, LLCCetera Advisor Networks LLC07-22-2010
Anthony Joseph FerraraLarson Financial Securities, LLCCetera Advisor Networks LLC07-21-2010
Gregory Colin ParsonsAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC06-16-2010
Gregory Jerald MortensonCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-01-2010
Nathan Daniel BergelandSecurities America, Inc.Cetera Advisor Networks LLC08-14-2009
W. Jillian LinkSecurities America, Inc.Cetera Advisor Networks LLC07-31-2009
Ross Antonio DelucaSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Allen Earl RobertsonSecurities America, Inc.Cetera Advisor Networks LLC07-24-2009
Mark Edward EngleSecurities America, Inc.Cetera Advisor Networks LLC07-20-2009
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC07-10-2009
Christopher Raymond JaegerSecurities America, Inc.Cetera Advisor Networks LLC06-25-2009
Andrew Einar SwansonSecurities America, Inc.Cetera Advisor Networks LLC06-15-2009
Barb Vavruska FishSecurities America, Inc.Cetera Advisor Networks LLC$1010-13-2010
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-01-2010
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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