Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
Justin M. CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
Nathan Loren GoebelAIS PlanningCetera Investment Services LLC02-09-2020
Brian John KujawaLPL Financial LLCCetera Investment Services LLC01-06-2020
Nicole Marie MillerLPL Financial LLCCetera Investment Services LLC09-14-2018
Christopher Alan SheltonCetera Investment Services LLCCetera Investment Services LLC09-06-2018
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
Jason Dimitri NicoloffCetera Investment Services LLCCetera Investment Services LLC08-03-2018
Kari Jean CedergrenAllodium Investment Consultants, LLCCetera Investment Services LLC01-22-2018
Molly Lee KiefferSecurities America, Inc.Cetera Investment Services LLC09-01-2017
Anthony C HillPackerland Brokerage Services, Inc.Cetera Investment Services LLC05-02-2017
Steven John SwansonLPL Financial LLCCetera Investment Services LLC$2502-28-2017
Timothy Royce BushLPL Financial LLCCetera Investment Services LLC02-28-2017
Gregory Keith JohnsonLPL Financial LLCCetera Investment Services LLC02-28-2017
Melissa Joy HexumLPL Financial LLCCetera Investment Services LLC02-28-2017
Cody David RielandLPL Financial LLCCetera Investment Services LLC02-28-2017
Sean Patrick DeichertLPL Financial LLCCetera Investment Services LLC02-28-2017
Jeffrey Ryan NortonTIAA-CREF Individual & Institutional Services, LLCCetera Investment Services LLC12-27-2016
Mary Kay VanderweystAvantax Investment Services, Inc.Cetera Investment Services LLC12-08-2016
Richard Lewis FaatzU.S. Bancorp Investments, Inc.Cetera Investment Services LLC10-26-2016
Aaron Joshua GreenThrivent Investment Management Inc.Cetera Investment Services LLC08-04-2016
Jason Robert HoltAmeriprise Financial Services, LLCCetera Investment Services LLC02-05-2016
James Francis PoeplVermillion Wealth Management Inc.Cetera Investment Services LLC$10001-06-2016
Keith Hayes McCordCetera Investment Services LLCCetera Investment Services LLC12-11-2015
Brad Leroy SharpU.S. Bancorp Investments, Inc.Cetera Investment Services LLC03-02-2015
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.