Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jodi Lynn AhlesColliers Securities LLCCetera Investment Services LLC$1507-15-2011
Bruce MeadeEdward JonesCetera Investment Services LLC$2501-23-2015
James Francis PoeplVermillion Wealth Management Inc.Cetera Investment Services LLC$10001-06-2016
Jason Robert HoltAmeriprise Financial Services, LLCCetera Investment Services LLC02-05-2016
Richard Lewis FaatzU.S. Bancorp Investments, Inc.Cetera Investment Services LLC$15010-26-2016
Jeffrey Ryan NortonTIAA-CREF Individual & Institutional Services, LLCCetera Investment Services LLC12-27-2016
Steven John SwansonLPL Financial LLCCetera Investment Services LLC02-28-2017
Timothy Royce BushLPL Financial LLCCetera Investment Services LLC02-28-2017
Gregory Keith JohnsonLPL Financial LLCCetera Investment Services LLC02-28-2017
Melissa Joy HexumLPL Financial LLCCetera Investment Services LLC02-28-2017
Sean Patrick DeichertLPL Financial LLCCetera Investment Services LLC02-28-2017
Craig Edward DockSecurities America, Inc.Cetera Investment Services LLC09-01-2017
Shane David IronsCUNA Brokerage Services, Inc.Cetera Investment Services LLC08-30-2018
Brian John KujawaLPL Financial LLCCetera Investment Services LLC01-06-2020
Nathan Loren GoebelAIS PlanningCetera Investment Services LLC02-09-2020
Justin Michael CarriereLPL Financial LLCCetera Investment Services LLC04-01-2020
William Arthur BaxterLPL Financial LLCCetera Investment Services LLC07-31-2020
Agim DevaLPL Financial LLCCetera Investment Services LLC08-25-2020

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.