Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James QuinnJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$15008-29-2019
William James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$15005-11-2009
Daniel James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-11-2009
James Edward Boileau JrRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$9905-08-2009
Michael Alan OwensRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-01-2009
Mark Andrew LeachStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-21-2009
Steven Joseph PlantRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-01-2009
William Timothy OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
David Paul OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.$10003-26-2009
Jonathan Andrew EklinUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
John Gregory HedrickUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-19-2009
Gregory Phillip IdelkopeUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-19-2009
Derek James CherneUBS Financial Services Inc.Citigroup Global Markets Inc.$5601-28-2009
Daniel Francis MillerUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$29401-09-2009
Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-09-2009
Lester Allen Brunker JrUBS Financial Services Inc.Citigroup Global Markets Inc.$7001-02-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.