Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adama GuiroU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-01-2015
Amy Elean AadalenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Ann HustadMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Brett B Oslund, Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Brian Jerome WarpinskiMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2009
Bruce Jarvis NerlandMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bryon James BotsfordWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-25-2014
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Christine Joanne JensenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Roy MichinakaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-25-2014
Clifford Augustine TaneyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Daniel Alan AndersonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Anthony AmentMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Allen OlsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Benjamin SloaneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David Paul OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
David Ray MohrMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Dean Walter McCallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Donald Corey MooreMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Donna Sue BaileyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Edward Nickolas JohnsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gary Duane HomstadMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Gregg Matthew CummingsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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