Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adama GuiroU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.$10006-01-2015
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Brandon J OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-09-2009
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Brian Dennis BoldtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Bridget Ellen WiltseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10005-01-2009
Bryon James BotsfordWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25009-25-2014
Catherine Irene ShannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Christopher Roy MichinakaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10007-25-2014
Daniel Francis MillerUBS Financial Services Inc.Citigroup Global Markets Inc.$50001-28-2009
Daniel James HockingRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-11-2009
David George HenriksonUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-28-2009
David Paul OlsonRBC Capital Markets, LLCCitigroup Global Markets Inc.$25003-26-2009
Derek James CherneUBS Financial Services Inc.Citigroup Global Markets Inc.$50001-28-2009
Frank Paul LeslieH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$10004-09-2009
Gregory Lance JaworRBC Capital Markets, LLCCitigroup Global Markets Inc.01-29-2009
Gregory Phillip IdelkopeUBS Financial Services Inc.Citigroup Global Markets Inc.$50002-19-2009
Gustav Rolf SvendsenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-21-2009
Harold Henry BurrowsUBS Financial Services Inc.Citigroup Global Markets Inc.$50002-20-2009
James Edward Boileau Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$25005-08-2009
James Richard NelsonUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Jeffrey Philip WendelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-16-2009
Jeffrey Scott DykemaAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.02-20-2009
John Gregory HedrickUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-19-2009
John James QuinnJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$15008-29-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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