Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Justin Alan SimonNYLIFE Securities LLCCountry Capital Management Company10-23-2017
Lance Jason BestNYLIFE Securities LLCCountry Capital Management Company03-15-2016
Timothy John CommerfordRoyal Alliance Associates, Inc.Country Capital Management Company01-08-2016
Derek Wayne JensenEdward JonesCountry Capital Management Company08-06-2014
Tyler Jordan SwansonCliftonLarsonAllen Wealth Advisors, LLCCountry Capital Management Company07-03-2014
Randy Wade FeehanVALIC Financial Advisors, Inc.Country Capital Management Company08-05-2013
Kristine Marie Kiefer-VikAllstate Financial Services, LLCCountry Capital Management Company09-26-2012
James Francis SirekAmeriprise Financial Services, LLCCountry Capital Management Company01-13-2012
Matthew Jon SusterickFirst Command Financial Planning, Inc.Country Capital Management Company08-29-2011
Laura Ann BickelAmeriprise Financial Services, LLCCountry Capital Management Company06-29-2011
Kevin Jacob KingThrivent Investment Management Inc.Country Capital Management Company03-28-2011
Robert David ShinarAmeriprise Financial Services, LLCCountry Capital Management Company03-23-2011
James Arthur CharleboisCountry Capital Management CompanyCountry Capital Management Company03-14-2011

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.