Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Mark Arnold KluenderU.S. Bancorp Investments, Inc.Edward Jones$101-07-2019
Susan Caroline CevetteLPL Financial LLCEdward Jones$5007-27-2018
Donna Marie GundersonAmeriprise Financial Services, Inc.Edward Jones$106-15-2018
Brian JonesNextGen Financial Advice LLCEdward Jones03-13-2018
Tamela Jean SperrLPL Financial LLCEdward Jones$15011-16-2017
Tamela SperrLPL FinancialEdward Jones$6811-16-2017
Emily Ann EinwalterKestra Investment Services, LLCEdward Jones11-08-2017
Nicholas Allan ThomLPL Financial LLCEdward Jones11-06-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
Anthony Reinard Marrie Jr.LPL Financial LLCEdward Jones$110-20-2017
Matthew Brian EdwardsAmeriprise Financial Services, Inc.Edward Jones09-26-2017
Fong HerWells Fargo Clearing Services, LLCEdward Jones04-18-2017
Neal Forrest RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-07-2017
Daniel Curtis Bakke Jr.Ameriprise Financial Services, Inc.Edward Jones03-24-2017
Christopher James GervaisLPL Financial LLCEdward Jones10-24-2016
Ryan Michael JohnsonMorgan StanleyEdward Jones10-07-2016
James Anthony SouderWells Fargo Clearing Services, LLCEdward Jones10-05-2016
Kimberly Ann BorstConcorde Investment Services, LLCEdward Jones09-13-2016
Christopher Michael LundWoodbury Financial Services, Inc.Edward Jones09-09-2016
Ireen SommerWells Fargo Clearing Services, LLCEdward Jones$108-12-2016
Jeffrey John ScholtenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-16-2016
Matthew P. AskRaymond James Financial Services, Inc.Edward Jones06-15-2016
Ginyier Moneet FieldsCetera Investment Services LLCEdward Jones05-01-2016
Toni B ToppWells Fargo Clearing Services, LLCEdward Jones12-14-2015
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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