Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Peter O'KeefeRoyal Alliance Associates, Inc.Edward Jones10-19-2009
James Clinton Kramer IIILPL Financial LLCEdward Jones05-28-2010
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Patrick John DeegLPL Financial LLCEdward Jones12-16-2010
Chad William DaveyU.S. Bancorp Investments, Inc.Edward Jones$1007-29-2011
Thomas James ConneranProEquities, Inc.Edward Jones$1010-24-2011
Peter Preston MullinLPL Financial LLCEdward Jones11-01-2011
Seymour Jerome LovingAmeriprise Financial Services, Inc.Edward Jones11-04-2011
Amy Loraine O'KeefeLPL Financial LLCEdward Jones12-02-2011
Kenneth Russell QuistLPL Financial LLCEdward Jones$2501-06-2012
Jeffrey Allen JeffAmeriprise Financial Services, Inc.Edward Jones$1001-13-2012
Natalie Ann BrinkmanLPL Financial LLCEdward Jones$2502-17-2012
Daniel John LowisWaddell & ReedEdward Jones02-17-2012
James Dennis TousignantSagePoint Financial, Inc.Edward Jones$1003-19-2012
Shane Francis PitkinWells Fargo Clearing Services, LLCEdward Jones05-24-2012
Jeffrey Allen JuelsonRaymond James Financial Services, Inc.Edward Jones08-06-2012
Mark A. JosephsAmeriprise Financial Services, Inc.Edward Jones08-31-2012
Casey Allen LarsonSagePoint Financial, Inc.Edward Jones$1002-08-2013
Roy Robert PapenfussLPL Financial LLCEdward Jones$1002-26-2013
Scott David MickelsonU.S. Bancorp Investments, Inc.Edward Jones03-12-2013
Gary Mark WilliamsonLPL Financial LLCEdward Jones$2505-29-2013
Chad Alan HusonWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Bradley David KustermannWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Next Page »

Showing 1 to 25 of 57 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.