Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christopher SherwinLPL Financial LLCEdward Jones01-12-2009
Ellen Jean FelmleeCetera Investment Services LLCEdward Jones02-05-2009
Jay Phillip RoddyRoyal Alliance Associates, Inc.Edward Jones02-10-2009
Kong Meng LeeVALIC Financial Advisors, Inc.Edward Jones02-12-2009
Julie Joyce RiemerWaddell & ReedEdward Jones05-20-2009
Laura Claire ZahnLPL Financial LLCEdward Jones09-08-2009
Jennifer Rebecca JohnsonAmeriprise Financial Services, LLCEdward Jones$2510-01-2009
John Peter O'KeefeRoyal Alliance Associates, Inc.Edward Jones$1010-19-2009
Ronald Alan BeckmanCetera Investment Services LLCEdward Jones01-19-2010
Cody R. CunninghamAmeriprise Financial Services, LLCEdward Jones02-10-2010
Bradley A. FairchildFidelity Brokerage Services LLCEdward Jones04-05-2010
Gregory Brian PaineMorgan StanleyEdward Jones04-16-2010
James Clinton Kramer IIILPL Financial LLCEdward Jones05-28-2010
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
Catherine Ann BennerRoyal Alliance Associates, Inc.Edward Jones09-24-2010
Kevin Todd RahnRoyal Alliance Associates, Inc.Edward Jones09-27-2010
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
John Henry Swon IVNYLIFE Securities LLCEdward Jones11-08-2010
Patrick John DeegLPL Financial LLCEdward Jones$2512-16-2010
Amy J. GoeringCetera Investment Services LLCEdward Jones12-21-2010
Patricia JonesMorgan StanleyEdward Jones$5001-07-2011
Laurie Lynn FittererU.S. Bancorp Investments, Inc.Edward Jones$1002-01-2011
Peter Timothy DanilaitisAmeriprise Financial Services, LLCEdward Jones02-11-2011
Lisa Dawn JohnsonPruco Securities, LLC.Edward Jones02-22-2011
Patrick Joseph WalshWaddell & ReedEdward Jones04-12-2011
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.