Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Loraine O'KeefeLPL Financial LLCEdward Jones12-02-2011
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Bradley David KustermannWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Brian JonesNextGen Financial Advice LLCEdward Jones03-13-2018
Casey Allen LarsonSagePoint Financial, Inc.Edward Jones$1002-08-2013
Chad Alan HusonWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Chad William DaveyU.S. Bancorp Investments, Inc.Edward Jones$1007-29-2011
Christopher James GervaisLPL Financial LLCEdward Jones10-24-2016
Christopher Roland HoltheWells Fargo Clearing Services, LLCEdward Jones07-24-2015
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
Cody C RiestererNYLIFE Securities LLCEdward Jones05-22-2019
Daniel John LowisWaddell & ReedEdward Jones02-17-2012
Donna Marie GundersonAmeriprise Financial Services, Inc.Edward Jones06-15-2018
Emily Ann EinwalterKestra Investment Services, LLCEdward Jones11-08-2017
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Fong HerWells Fargo Clearing Services, LLCEdward Jones04-18-2017
Gary Lawrence WaltersAmeriprise Financial Services, Inc.Edward Jones11-16-2018
Gary Mark WilliamsonLPL Financial LLCEdward Jones$2505-29-2013
Ireen SommerWells Fargo Clearing Services, LLCEdward Jones$2308-12-2016
James Anthony SouderWells Fargo Clearing Services, LLCEdward Jones10-05-2016
James Clinton Kramer IIILPL Financial LLCEdward Jones05-28-2010
James Dennis TousignantSagePoint Financial, Inc.Edward Jones$1003-19-2012
James Francis SirekWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$15009-10-2019
James Isaac Williams IIICetera Investment Services LLCEdward Jones08-21-2014
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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