Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Jo GoeringCetera Investment Services LLCEdward Jones12-21-2010
Amy Loraine O'KeefeLPL Financial LLCEdward Jones$10012-02-2011
Andrew AumannThrivent Investment Management Inc.Edward Jones06-21-2016
Andrew James RobertsSecurities America, Inc.Edward Jones06-20-2019
Andrew Steven HolteLPL Financial LLCEdward Jones$10008-07-2019
Anthony Reinard Marrie Jr.LPL Financial LLCEdward Jones$10010-20-2017
Ashley Nicole PizerSecurian Financial Services, Inc.Edward Jones08-15-2018
Ashton Gene PankoninWaddell & ReedEdward Jones12-13-2013
Atesha Jeanette Barnes NelsonPruco Securities, LLC.Edward Jones$10006-01-2012
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$25004-01-2014
Bradley David KustermannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-06-2013
Brian Andrew BurgesonWaddell & ReedEdward Jones$10006-12-2014
Brian JonesNextGen Financial Advice LLCEdward Jones03-13-2018
Casey Allen LarsonSagePoint Financial, Inc.Edward Jones$10002-08-2013
Catherine Ann BennerRoyal Alliance Associates, Inc.Edward Jones$10009-24-2010
Chad Alan HusonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-06-2013
Chad William DaveyU.S. Bancorp Investments, Inc.Edward Jones$10007-29-2011
Chase K FrostCetera Investment Services LLCEdward Jones05-23-2013
Christopher James GervaisLPL Financial LLCEdward Jones10-24-2016
Christopher Michael LundWoodbury Financial Services, Inc.Edward Jones$25009-09-2016
Christopher Roland HoltheWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones07-24-2015
Christopher Stephen GeeCetera Investment Services LLCEdward Jones$10001-29-2013
Clayton L. KnokeValMark Securities, Inc.Edward Jones$25004-12-2017
Clement Chi Wai WongMorgan StanleyEdward Jones$25007-23-2010
Cody C RiestererNYLIFE Securities LLCEdward Jones05-22-2019
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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