Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Tamela Sperr | LPL Financial LLC | Edward Jones | $68 | 11-16-2017 |
Tamela Jean Sperr | LPL Financial LLC | Edward Jones | — | 11-16-2017 |
Susan Caroline Cevette | LPL Financial LLC | Edward Jones | $50 | 07-27-2018 |
Roy Robert Papenfuss | LPL Financial LLC | Edward Jones | $10 | 02-26-2013 |
Peter Preston Mullin | LPL Financial LLC | Edward Jones | — | 11-01-2011 |
Patrick John Deeg | LPL Financial LLC | Edward Jones | — | 12-16-2010 |
Nicholas Thom | LPL Financial LLC | Edward Jones | $55 | 11-06-2017 |
Nicholas Allan Thom | LPL Financial LLC | Edward Jones | — | 11-06-2017 |
Natalie Ann Brinkman | LPL Financial LLC | Edward Jones | $25 | 02-17-2012 |
Kenneth Russell Quist | LPL Financial LLC | Edward Jones | $25 | 01-06-2012 |
James Clinton Kramer III | LPL Financial LLC | Edward Jones | — | 05-28-2010 |
Gary Mark Williamson | LPL Financial LLC | Edward Jones | $25 | 05-29-2013 |
Christopher James Gervais | LPL Financial LLC | Edward Jones | — | 10-24-2016 |
Amy Loraine O'Keefe | LPL Financial LLC | Edward Jones | — | 12-02-2011 |
Showing 1 to 14 of 14 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.