Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander G PruittSecurities America, Inc.Fintegra, LLC07-27-2015
Bruce Alvin GerthSecurities America, Inc.Fintegra, LLC07-17-2015
Dean Thomas MaschkaSecurities America, Inc.Fintegra, LLC$15007-20-2015
Debra Rose WolfSecurities America, Inc.Fintegra, LLC07-21-2015
Gary James OieSecurities America, Inc.Fintegra, LLC$2507-20-2015
Gary Lee BeardmoreSecurities America, Inc.Fintegra, LLC07-15-2015
Jonathan Bruce KvasnikSecurities America, Inc.Fintegra, LLC$2507-07-2015
Joseph William ToussaintSecurities America, Inc.Fintegra, LLC07-13-2015
Kristi Lynn MertensCUSO Financial Services, L.P.Fintegra, LLC$1008-02-2012
Ladd Michael DudaFeltl & CompanyFintegra, LLC$2512-05-2011
Larry Ray DegraafCommonwealth Financial NetworkFintegra, LLC$10009-06-2013
Laurie Anne MoserCommonwealth Financial NetworkFintegra, LLC09-06-2013
Michael Moonsoo GoffSecurities America, Inc.Fintegra, LLC07-16-2015
Mohamed Fizal KassimSecurities America, Inc.Fintegra, LLC07-20-2015
Richard Lee EllPolar Investment Counsel, Inc.Fintegra, LLC09-14-2015
Robert James FinneganSagePoint Financial, Inc.Fintegra, LLC10-23-2015
Robin Edmund SchatzSecurities America, Inc.Fintegra, LLC07-14-2015
Ryan Edward WelleRaymond James Financial Services, Inc.Fintegra, LLC07-13-2015
Ryan Michael CarruthSecurities America, Inc.Fintegra, LLC$2507-20-2015
Scott Duane SarkelaSecurities America, Inc.Fintegra, LLC07-20-2015
Shannon James BrusseauSecurities America, Inc.Fintegra, LLC10-27-2014
Steven Mitchell BullertSecurities America, Inc.Fintegra, LLC$15007-17-2015
Steven Robert McDonaldSecurities America, Inc.Fintegra, LLC07-13-2015
Thomas Allen MuellerRoyal Alliance Associates, Inc.Fintegra, LLC07-02-2015
William Malcolm DefielSecurities America, Inc.Fintegra, LLC07-15-2015

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.