Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael LeachInvestment Centers of America, Inc.Fintegra, LLC$10011-21-2014
Alexander G. PruittSecurities America, Inc.Fintegra, LLC07-27-2015
Bruce Alvin GerthSecurities America, Inc.Fintegra, LLC07-17-2015
Darlene Rae DorrRaymond James Financial Services, Inc.Fintegra, LLC07-29-2015
Dean Thomas MaschkaSecurities America, Inc.Fintegra, LLC$15007-20-2015
Debra Rose WolfSecurities America, Inc.Fintegra, LLC$10007-21-2015
Diana Marie PetersenRaymond James Financial Services, Inc.Fintegra, LLC$50011-26-2013
Gary James OieSecurities America, Inc.Fintegra, LLC$25007-20-2015
Gary Lee BeardmoreSecurities America, Inc.Fintegra, LLC07-15-2015
Jason Cameron HallonquistAIS PlanningFintegra, LLC01-13-2009
Jeannie Rae DegraafCommonwealth Financial NetworkFintegra, LLC09-06-2013
Jeffrey Lynn WickmannLifeStage Wealth Management, Inc.Fintegra, LLC01-14-2014
Jerrel Vernon HeckmanSecurities America, Inc.Fintegra, LLC$25007-22-2015
John Arthur MartinInvestment Centers of America, Inc.Fintegra, LLC09-04-2012
John Ronald ComminsBMO Harris Financial Advisors, Inc.Fintegra, LLC$50007-07-2014
Jonathan Bruce KvasnikSecurities America, Inc.Fintegra, LLC$25007-07-2015
Joseph William ToussaintSecurities America, Inc.Fintegra, LLC07-13-2015
Julie Ann BetchwarsNorthwestern Mutual Investment Services, LLCFintegra, LLC$25007-16-2010
Kurt Paul GundersonAmeriprise Financial Services, Inc.Fintegra, LLC$10001-15-2010
Larry Ray DegraafCommonwealth Financial NetworkFintegra, LLC$50009-06-2013
Laurie Anne MoserCommonwealth Financial NetworkFintegra, LLC09-06-2013
Mary Louise MaleskaCommonwealth Financial NetworkFintegra, LLC09-06-2013
Matthew G. BrakefieldSecurities America, Inc.Fintegra, LLC07-07-2015
Michael Lee ForsbergSecurities America Advisors, Inc.Fintegra, LLC07-14-2015
Michael Moonsoo GoffSecurities America, Inc.Fintegra, LLC$10007-16-2015
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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