Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Tobias SchmidLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Michael Reed ZiglerLPL Financial LLCINVEST Financial Corporation$3402-14-2018
Shawn R. GaustadLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Daniel R. MesseltLPL Financial LLCINVEST Financial Corporation$1502-14-2018
Craig Walter JergensonLPL Financial LLCINVEST Financial Corporation$1302-14-2018
Dale Stanley NessLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Daniel John ErdmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Timothy John SullivanLPL Financial LLCINVEST Financial Corporation02-14-2018
Troy Jay WoldLPL Financial LLCINVEST Financial Corporation02-14-2018
Michael Lealon PurdyLPL Financial LLCINVEST Financial Corporation02-14-2018
Brent Jon BoraasLPL Financial LLCINVEST Financial Corporation02-14-2018
Christopher David PatnodeLPL Financial LLCINVEST Financial Corporation02-14-2018
Adam Gabriel WolffLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey Cullen Hegener HacklerLPL Financial LLCINVEST Financial Corporation02-14-2018
Dustin Patrick MorrisLPL Financial LLCINVEST Financial Corporation02-14-2018
Tayne Alan DeneuiLPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel L. KalinaLPL Financial LLCINVEST Financial Corporation02-14-2018
Darren Keese OdonnellLPL Financial LLCINVEST Financial Corporation02-14-2018
Kimberly Ann PetersLPL Financial LLCINVEST Financial Corporation02-14-2018
Blair Frederick FolkensLPL Financial LLCINVEST Financial Corporation02-14-2018
Ryan D. PaulsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Michael John HartmannCambridge Investment Research, Inc.INVEST Financial Corporation$2511-01-2017
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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