Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Lorance JorgensenCambridge Investment Research, Inc.INVEST Financial Corporation$4011-01-2017
Michael John HartmannCambridge Investment Research, Inc.INVEST Financial Corporation$2511-01-2017
Steven Victor SkillenCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Pamela Sue HeimdalCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
Joseph Charles FeringCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Nancy Anne Van De BergCambridge Investment Research, Inc.INVEST Financial Corporation$10011-01-2017
Teresa Ann HupCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Edna Eileen BuysCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Christopher John LawCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Christopher William GuetzlaffCambridge Investment Research, Inc.INVEST Financial Corporation$1,00011-01-2017
Marjean Marie OssefoortCambridge Investment Research, Inc.INVEST Financial Corporation$1011-01-2017
David Jon RiphagenCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Jay Robert BraatenSecurities America, Inc.INVEST Financial Corporation10-30-2017
Randal Scott KrugerRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Bradley Thomas DavisRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Loren EdbergRoyal Alliance Associates, Inc.INVEST Financial Corporation11-16-2016
Cesar Noel DominguezOneAmerica Securities, Inc.INVEST Financial Corporation08-02-2016
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Ryan John FincEssex National Securities, LLCINVEST Financial Corporation01-01-2016
Andrew Brian HenryAmeriprise Financial Services, LLCINVEST Financial Corporation08-24-2015
Matthew Jon FrederickState Farm VP Management Corp.INVEST Financial Corporation01-06-2015
Lynn Marie HedrickBMO Harris Financial Advisors, Inc.INVEST Financial Corporation$2506-20-2013
Ryan Thomas CorbinFidelity Brokerage Services LLCINVEST Financial Corporation04-23-2013
Erik James SchultzRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Bryan Ray BarrerRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.