Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Jones WilderProEquities, Inc.Investment Centers of America, Inc.$5011-03-2017
Peggy Joy MeierCambridge Investment Research, Inc.Investment Centers of America, Inc.$2511-01-2017
Daryl Lynn EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-16-2017
Darren Lee EvavoldCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-16-2017
Stephanie Lynn LeducCommonwealth Financial NetworkInvestment Centers of America, Inc.$2510-06-2017
Joseph Timothy LavineCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
William James MarkovichCommonwealth Financial NetworkInvestment Centers of America, Inc.$5010-06-2017
Andrew James ClooseCommonwealth Financial NetworkInvestment Centers of America, Inc.10-06-2017
Courtney Amanda LashombGoldman Sachs Personal Financial ManagementInvestment Centers of America, Inc.09-15-2017
Ryan Joseph SherwoodPrincipal Securities, Inc.Investment Centers of America, Inc.06-23-2017
William Ray VogelerLPL Financial LLCInvestment Centers of America, Inc.07-11-2016
Mila Fox QuiringAmeriprise Financial Services, LLCInvestment Centers of America, Inc.$10011-07-2014
Toby HovelsrudAmeriprise Financial Services, LLCInvestment Centers of America, Inc.$2310-13-2014
Gregory Alan BowarSecurities America, Inc.Investment Centers of America, Inc.08-24-2012
Tom Gahler Gary GahlerSecurities America, Inc.Investment Centers of America, Inc.$6502-24-2012
Timothy Joel SchultzSecurities America, Inc.Investment Centers of America, Inc.02-24-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.