Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Harrison ShanksThrivent Advisor Network, LLCJ.P. Morgan Securities LLC07-29-2020
Nicholas Paul HaganWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-01-2020
Joshua Scott MendelsonRBC Capital Markets, LLCJ.P. Morgan Securities LLC07-24-2019
Patrick Geoffrey MahoneyCresset Asset Management, LLCJ.P. Morgan Securities LLC06-20-2019
Richard Thomas HallCresset Asset Management, LLCJ.P. Morgan Securities LLC06-19-2019
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
Adam J TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
James J LyghtU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-18-2017
Robert Joseph ArnoldyAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC06-14-2017
Joseph Paul PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Bret Dale FarringtonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-01-2013

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.