Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Wayne MillerAdvanced Advisor Group, LLCJ.P. Morgan Securities LLC08-08-2019
Robert Joseph ArnoldyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10006-14-2017
Terri H. BellCetera Investment Services LLCJ.P. Morgan Securities LLC04-09-2018
Christopher S. RowanCetera Investment Services LLCJ.P. Morgan Securities LLC11-07-2017
Jared R. MeluginCetera Investment Services LLCJ.P. Morgan Securities LLC$10010-12-2017
Holly Roxanne MartinCetera Investment Services LLCJ.P. Morgan Securities LLC07-26-2017
Craig R TallmanCetera Investment Services LLCJ.P. Morgan Securities LLC09-01-2016
Claudio Bruno MorenoCetera Investment Services LLCJ.P. Morgan Securities LLC04-29-2015
Trenessia Levette RahsaanCetera Investment Services LLCJ.P. Morgan Securities LLC02-27-2015
Adam J. TlustyFiduciary Counselling IncJ.P. Morgan Securities LLC08-07-2018
Anna Mee Ok SommerfeldLPL Financial LLCJ.P. Morgan Securities LLC01-30-2015
Joseph Pribila PlankMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-03-2016
Mark Anthony ChavezPruco Securities, LLC.J.P. Morgan Securities LLC$10008-01-2017
Joshua Scott MendelsonRBC Capital Markets, LLCJ.P. Morgan Securities LLC07-24-2019
Brian Lee ThorkelsonTriad Advisors LLCJ.P. Morgan Securities LLC12-01-2014
Brian James KohoutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-13-2019
James J. LyghtU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-18-2017
Jerry M. Morris IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-20-2016
Richard Paul LupkesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10009-25-2014
Clay Alan TarroWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-08-2014
Jan-Peter BreugelmansWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-22-2014
Navneet K GrewalWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-11-2014
Amy P. CookeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-26-2014
Nicole Rochelle MotenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-03-2014
Marc Vincent LopezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.