Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Blake Everett HahnFortis Group Advisors LLCLPL Financial LLC02-15-2018
Brandon Anthony NavaraRobert W. Baird & Co. IncorporatedLPL Financial LLC04-12-2013
Brian A MisiewiczAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Brian Keith PetersonSagePoint Financial, Inc.LPL Financial LLC07-25-2014
Chad Michael LindellIFP Securities, LLCLPL Financial LLC$10005-22-2019
Charles Thomas TurnerNorthland Securities, Inc.LPL Financial LLC$5003-06-2017
Chris M. BeckSecurities America, Inc.LPL Financial LLC11-10-2014
Christine Ann HeineWealth Enhancement Brokerage Services, LLCLPL Financial LLC10-31-2017
Christopher Mark AndersonAmeriprise Financial Services, Inc.LPL Financial LLC02-17-2017
Cody David RielandEdward JonesLPL Financial LLC08-03-2018
Corey R. WalenAmeriprise Financial Services, Inc.LPL Financial LLC05-24-2018
Daniel James RabideauxLincoln Financial Advisors CorporationLPL Financial LLC12-12-2017
Donald Walter DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Drew Thomas BolandAmeriprise Financial Services, Inc.LPL Financial LLC10-04-2012
Edee Renee FrenchRaymond James Financial Services, Inc.LPL Financial LLC01-26-2015
Edward Joseph FisherIndependent Financial Group, LLCLPL Financial LLC02-28-2018
Erik Andrew JohnsonVPWM AdvisorsLPL Financial LLC06-30-2014
Erik John GorsuchAmeriprise Financial Services, Inc.LPL Financial LLC02-17-2017
Ford Christopher DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Jacob Eugene RuotsinojaIcon FinancialLPL Financial LLC06-20-2017
James Paul MarquardtRaymond James Financial Services, Inc.LPL Financial LLC$5001-26-2015
James Warren SteffenTrott Brook FinancialLPL Financial LLC02-15-2018
Jason Matthew AleshireAmeriprise Financial Services, Inc.LPL Financial LLC$5003-19-2010
Johanna Marie MarkgrafRaymond James Financial Services, Inc.LPL Financial LLC03-15-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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