Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard UreGradient Securities, LLCLPL Financial LLC11-20-2019
Jenny Carolina GranadaCetera Investment Services LLCLPL Financial LLC11-16-2019
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Cheryl Lynn EllingsonCetera Investment Services LLCLPL Financial LLC10-15-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Margo Jane ScepaniakWoodbury Financial Services, Inc.LPL Financial LLC03-18-2019
Suman Lata SamiCetera Investment Services LLCLPL Financial LLC03-07-2019
John Michael EhlersResources Investment AdvisorsLPL Financial LLC01-09-2019
Benjamin Joseph BuehlerSecurian Financial Services, Inc.LPL Financial LLC12-12-2018
Monique Renee DardeauWoodbury Financial Services, Inc.LPL Financial LLC11-27-2018
Michael Atah SadjadiWealth Enhancement Brokerage Services, LLCLPL Financial LLC10-15-2018
Steven Michael BlumeWealth Enhancement Brokerage Services, LLCLPL Financial LLC09-04-2018
Cody David RielandEdward JonesLPL Financial LLC08-03-2018
Justin Lee EspensonThrivent Investment Management Inc.LPL Financial LLC06-19-2018
Corey R. WalenAmeriprise Financial Services, Inc.LPL Financial LLC05-24-2018
Jordan Robert WerreMutual Securities, Inc.LPL Financial LLC05-14-2018
Jason Scott RiesgrafThrivent Investment Management Inc.LPL Financial LLC05-11-2018
Ryan TrabantWealth Enhancement Brokerage Services, LLCLPL Financial LLC04-12-2018
Ford Christopher DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Donald Walter DroegemuellerPeak Financial Consulting, Inc.LPL Financial LLC03-29-2018
Tad Michael WeissModus Advisors, LLCLPL Financial LLC03-01-2018
Kari Kristine HaanstadModus Advisors, LLCLPL Financial LLC03-01-2018
Edward Joseph FisherIndependent Financial Group, LLCLPL Financial LLC02-28-2018
Blake Everett HahnFortis Group Advisors LLCLPL Financial LLC02-15-2018
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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