Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip A. CampbellWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Philip A. CampbellWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Cameron WilsonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Peter Gustave Opp, Jessica Rae Wright, Joel Charles KozlakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-18-2019
Brian Steven GrahekWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2018
Randall Allan GreenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2018
Hsing-Kuen LiouWen Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Jay Edwin RothmeierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Shawn Greseth, Chris Kellett, Donovan LaibWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$40002-21-2018
Shawn Paul GresethWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2018
Christopher Michael KellettWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2018
Donovan Dale LaibWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Richard Wayne GaffU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Eric Jon PeytonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Spencer James KuboKubo Financial Planning and Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2018
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Ethan Hamilton De NarayFeltl & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$23807-19-2017
Katie GiblinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Jeffrey Thomas RathmannerThe Oak Ridge Financial Services Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2017
Joseph Martin PicheRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-20-2017
Joe PecheRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$30004-19-2017
Kyle NielsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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