Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Edwin RothmeierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Katie GiblinAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Margo ClarkeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24501-13-2017
Margo Carroll ClarkeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Sudeshna Mou DasCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
John P. FeeCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2014
Kevin Fritz KraemerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-03-2009
Ethan Hamilton De NarayFeltl & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$23807-19-2017
Jacob Randall KettwigFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2009
Denver GilliandHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$31505-08-2016
Denver Scott GilliandHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17905-06-2016
Jeffrey Roger DoomInvestors Financial GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated02-29-2016
Ben A Andrew ClymerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Spencer James KuboKubo Financial Planning and Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2018
James Frank WilkinsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2016
Robert WithersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6511-03-2015
Robert Allen WithersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2015
Daniel A. GiesekeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14112-03-2012
Kristopher Michael Schultz, David Ryan PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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