Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Keith ShortWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Ben A Andrew ClymerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Brian Steven GrahekWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2018
Cameron WilsonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Carin Lorraine ThomasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Christopher Michael KellettWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2018
Daniel A. GiesekeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Denver GilliandHightower AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$31505-08-2016
Denver Scott GilliandHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17905-06-2016
Donald Walter Adams Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2016
Donovan Dale LaibWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Drew Daniel DehnickeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2015
Eric Jon PeytonProEquities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Ethan Hamilton De NarayFeltl & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$23807-19-2017
Fred Richard LegrandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15711-23-2016
Garrett Ryan AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Gary James HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2012
Greg LunakRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$16401-17-2017
Gregory D LunakRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Gregory Dean PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2011
Hsing-Kuen LiouWen Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Jacob Randall KettwigFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2009
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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