Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael SweereU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Alexander J. ArmbrusterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Allen Brent WagnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2013
Allen Keith ShortWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2012
Amy L NotermannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Andrew J HaskellInvestment Centers of America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2013
Andrew John GreeneWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Anita Marie LicariRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-27-2017
Anna Clyde MaloneCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2013
Anthony P CullenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Armando Mejia Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2019
Arthur W Minus IIAssociated Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2013
Ben A Andrew ClymerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Benjamin J FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2017
Bradford M PutnamRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$40002-27-2009
Brian Paul WilliamsNorthland Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-14-2014
Brian Steven GrahekWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2018
Cameron WilsonTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Carin Lorraine ThomasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50001-23-2009
Carson Jasper WalkerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Carter Harrison FreemanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-12-2017
Casey Thomas PalmerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2014
Chad Andrew ClarkCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2013
Chad Robert EllmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-01-2009
Charles Norman BensonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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