Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carson Jasper WalkerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Karen Ann PetersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2016
Donald Walter Adams Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2016
Jesse James BullUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$103-19-2015
Troy Thomas WieblerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-19-2015
Nathan D. RooneyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Gary James HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2012
Lisa Anne ByrneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2011
William Dugas FeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2010
John Andrew RandolphUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2010
Jay Michael GriepUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Carin Lorraine ThomasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.