Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Leigh MitchellU.S. Bancorp Investments, Inc.Morgan Stanley06-16-2020
John Eric FalldinAmeriprise Financial Services, LLCMorgan Stanley$10005-22-2020
James Theodore Mattson JrAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Abby Christine DorityAmeriprise Financial Services, LLCMorgan Stanley$5005-22-2020
James Earl MattsonAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Andrea J MackayEdward JonesMorgan Stanley01-30-2020
Ploy Arichsararat BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Nathan R TravisNicollet Investment Management, Inc.Morgan Stanley11-21-2019
Richard de-SouzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-29-2019
John Michael HantenIndependent Financial Group, LLCMorgan Stanley10-15-2019
Bernardo Joseph Escobedo-DiazMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-11-2019
Nicholas John FamularoNorthwestern Mutual Investment Services, LLCMorgan Stanley08-01-2019
John Hunter TillotsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1,00004-05-2019
Natalia A CastanedaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-22-2019
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Rosanne Fabian KellyRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Thomas Charles PellRBC Capital Markets, LLCMorgan Stanley08-03-2018
Dobbin McCrea Jr Kevin A RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley$9805-23-2018
Robert Kyle Mccrea JrRobert W. Baird & Co. IncorporatedMorgan Stanley$10005-18-2018
Kevin Albert RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley05-18-2018
Melissa StoneWells Fargo Clearing Services, LLCMorgan Stanley01-10-2018
Ryan JohnsonSymphonic Securities LLCMorgan Stanley01-10-2018
Paul NotermannAmeriprise Financial Services, LLCMorgan Stanley$9211-20-2017
Adam Mark JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.