Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Elliot EricksonIndependent Advisor Alliance, LLCMorgan Stanley12-12-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley$9805-23-2018
Robert Kyle McCrea Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$10005-18-2018
Ryan JohnsonSymphonic Securities LLCMorgan Stanley01-10-2018
Paul NotermannAmeriprise Financial Services, Inc.Morgan Stanley$9211-20-2017
Adam M. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2017
Paul Joseph NotermannAmeriprise Financial Services, Inc.Morgan Stanley11-02-2017
Paul Richard MeyerRBC Capital Markets, LLCMorgan Stanley$9010-11-2017
Walter Roy BomgrenCetera Advisor Networks LLCMorgan Stanley04-12-2017
Daniel Craig DaggettWells Fargo Clearing Services, LLCMorgan Stanley$5007-15-2016
Larry Pohlen, Marc Terris, Michael Kasper, David Pohlen, Kathleen VaughanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$55505-23-2016
Scott Gerald TholeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3505-13-2016
Christopher David SchwabWells Fargo Clearing Services, LLCMorgan Stanley05-13-2016
Lawrence Joseph PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50004-29-2016
Marc Jerome TerrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
David Jerome PohlenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-29-2016
Todd Michael FratturaAmeriprise Financial Services, Inc.Morgan Stanley$15004-07-2016
Michael John BillsWells Fargo Advisors Financial Network, LLCMorgan Stanley$13503-18-2016
David Washburn McLeanWells Fargo Clearing Services, LLCMorgan Stanley01-08-2016
John H. McLeanRaymond James & Associates, Inc.Morgan Stanley01-06-2016
George Louis GagnonWells Fargo Clearing Services, LLCMorgan Stanley05-08-2015
Catharine Rourke McClintockWells Fargo Clearing Services, LLCMorgan Stanley10-31-2014
Douglas James ThompsonRBC Capital Markets, LLCMorgan Stanley$2510-17-2014
Gregory Jay MolleAdvisorNet Wealth ManagementMorgan Stanley09-12-2014
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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