Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$50009-28-2018
Rosanne Fabian KellyRBC Capital Markets, LLCMorgan Stanley$50009-28-2018
Thomas Charles PellRBC Capital Markets, LLCMorgan Stanley08-03-2018
Cary Robert WoodRBC Capital Markets, LLCMorgan Stanley03-06-2018
Paul Richard MeyerRBC Capital Markets, LLCMorgan Stanley$90010-11-2017
Noah EisenbergRBC Capital Markets, LLCMorgan Stanley$10004-25-2016
Jaime M SahlstromRBC Capital Markets, LLCMorgan Stanley04-25-2016
Rebecca Kay BownRBC Capital Markets, LLCMorgan Stanley$10007-22-2015
Douglas James ThompsonRBC Capital Markets, LLCMorgan Stanley$25010-17-2014
Thomas Arthur SwanRBC Capital Markets, LLCMorgan Stanley$15011-20-2013
Robert Laurence JohnsonRBC Capital Markets, LLCMorgan Stanley$50011-20-2013
Stephen William DaviesRBC Capital Markets, LLCMorgan Stanley$15005-23-2013
Michael Steadman BensonRBC Capital Markets, LLCMorgan Stanley$10002-06-2013
Larry Dean NielsenRBC Capital Markets, LLCMorgan Stanley$25003-02-2011
Curtis Allen CarstensRBC Capital Markets, LLCMorgan Stanley03-02-2011
Jeffrey Albert CrowlRBC Capital Markets, LLCMorgan Stanley$50011-03-2010
John Patrick WalshRBC Capital Markets, LLCMorgan Stanley$10010-15-2010
Andrea Joyce PaffRBC Capital Markets, LLCMorgan Stanley$10008-21-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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