Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerd Jon BentsPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC09-23-2020
Sara Elizabeth JuranReleve Financial GroupNorthwestern Mutual Investment Services, LLC09-17-2020
Miriam Ann SivulaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2020
Jennifer Jean WoogLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-26-2020
Jackie Lynn RiddellValMark Securities, Inc.Northwestern Mutual Investment Services, LLC01-02-2020
Brett Robert UllenFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC$5012-13-2019
Daniel Joseph TuohyAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-06-2019
Chantelle Ann BlackowiakSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-22-2019
Katherine Forrester SchneewindHigh Note Wealth, LLCNorthwestern Mutual Investment Services, LLC11-20-2019
Matthew Kristoffer JanesJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-07-2019
Susan Jo BayWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-07-2019
Christian B RayQuantitative Advantage, LLCNorthwestern Mutual Investment Services, LLC05-07-2019
Jerad John HappeState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC02-15-2019
Natalia Dawn KeeneSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-29-2018
Benjamin Francis GoodrichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-03-2018
Jenny Lee FranzenAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2018
Tiffany Marie TomassoniCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-02-2018
Sara Allison NorellKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2017
Jon Jerome DouvierRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-11-2017
Jill L Conda JacobsonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-06-2017
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
Adam L WondraWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-07-2017
Brent T PutzNorthRock Partners, LLCNorthwestern Mutual Investment Services, LLC01-10-2017
Chad D DuppongISC Financial AdvisorsNorthwestern Mutual Investment Services, LLC09-21-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.