Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam L. WondraWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-07-2017
Alexander Oliver SolomonUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Ali Seyed SeifiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-06-2013
Amanda J. MortensonNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-16-2017
Andrew Richard HawkinsAIS PlanningNorthwestern Mutual Investment Services, LLC07-01-2012
Annette Kay ThompsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-09-2012
Bart Nelosn BaileyFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC10-03-2016
Benjamin Francis GoodrichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-03-2018
Brent T PutzNorthRock Partners, LLCNorthwestern Mutual Investment Services, LLC01-10-2017
Brett Robert UllenFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC$5012-13-2019
Chad D. DuppongISC Financial AdvisorsNorthwestern Mutual Investment Services, LLC09-21-2016
Chantelle Ann BlackowiakSecurian Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-22-2019
Charles Stephen CapozzoliVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-30-2013
Chase Matthew WietechaFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-04-2016
Christian B RayQuantitative Advantage, LLCNorthwestern Mutual Investment Services, LLC05-07-2019
Christopher Albert WietheCliftonLarsonAllen Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC11-09-2018
Christopher Bradley LeivermannPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC01-29-2014
Christopher J. HaslingAdvisorNet Wealth ManagementNorthwestern Mutual Investment Services, LLC10-28-2014
Christopher L ShuckMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-26-2014
Christopher Michael ArndtMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2017
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
Conor Nicholas HentgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-03-2016
Corey David PedersonGardner Financial Services, Inc.Northwestern Mutual Investment Services, LLC$1008-31-2015
Corey David PedersonNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC05-23-2013
Cort Carl LundeenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-15-2013
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.