Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annette Kay ThompsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-09-2012
Charles Stephen CapozzoliVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-30-2013
Christopher J. HaslingCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC09-11-2014
Christopher L ShuckMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-26-2014
Christopher Ross HansonRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC11-13-2017
Corey David PedersonGardner Financial Services, Inc.Northwestern Mutual Investment Services, LLC$1008-31-2015
Daniel Scott PetersenCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC03-15-2016
Derek Jay DregeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-20-2012
Derek Steven KasperWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-09-2014
Ernest Allen DraperPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$1002-28-2013
Gerald Lester Asplund Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC12-17-2012
Jacob Thomas TaylorProEquities, Inc.Northwestern Mutual Investment Services, LLC08-24-2017
Jeremy J. BoschMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-19-2014
John Robert HeikeWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC$5008-01-2016
Jon David MarkerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$2502-27-2014
Jon Jerome DouvierRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-11-2017
Joseph Allan JenkinsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
Kyle Christopher LaubeAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-17-2015
Luke Terence MeierAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-28-2015
Mark Patrick BoothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-21-2013
Martin James McAlpinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$10006-07-2019
Michael Ryan LaatschLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-15-2016
Patricia May HajjarAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-24-2015
Rebecca Erin OelrichBerganKDV Wealth Management, LLCNorthwestern Mutual Investment Services, LLC12-05-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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