Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashton Y. PenisterAmeriprise Financial Services, Inc.Park Avenue Securities LLC08-12-2016
Kristina Rae CummingsBMO Harris Financial Advisors, Inc.Park Avenue Securities LLC05-29-2014
William Harald KittelsonCambridge Investment Research, Inc.Park Avenue Securities LLC$50001-08-2014
Sarah Jane BraunshausenDominion Investor Services, Inc.Park Avenue Securities LLC$10008-18-2014
Ryan Christopher WilliamsFSC Securities CorporationPark Avenue Securities LLC11-13-2017
Fredrick Walter SundquistInvestment Centers of America, Inc.Park Avenue Securities LLC$50010-02-2013
Robert Raymond BoucherLincoln Financial Advisors CorporationPark Avenue Securities LLC$50008-20-2010
Michael Lee O'HernLion Street Financial, LLCPark Avenue Securities LLC$50002-05-2016
Steven Donald WoodleyLPL Financial LLCPark Avenue Securities LLC12-01-2011
Andrew Lloyd StauffMetLife Securities Inc.Park Avenue Securities LLC09-10-2015
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Gong Hyon YunMoney Concepts Capital CorpPark Avenue Securities LLC08-14-2017
Trevor Sloan CampbellMorgan StanleyPark Avenue Securities LLC12-10-2012
Christopher Bradley LeivermannProEquities, Inc.Park Avenue Securities LLC07-15-2019
Ross Elliot WelteRegulus Advisors, LLCPark Avenue Securities LLC10-17-2017
Patrick Terrence RossRossJohnson & Associates, LLCPark Avenue Securities LLC08-03-2018
Christopher Justin LawesSecurities America, Inc.Park Avenue Securities LLC$10006-13-2011
Robert John StarkeySII Investments, Inc.Park Avenue Securities LLC05-20-2011
Mindi Grace SchaeferU.S. Bancorp Investments, Inc.Park Avenue Securities LLC06-22-2009
Randal Jay JohnsrudWaddell & ReedPark Avenue Securities LLC$25011-15-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.