Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ladell Antone BanksAllstate Financial Services, LLCPruco Securities, LLC.06-10-2016
Sean Patrick GeorgeAmeriprise Financial Services, Inc.Pruco Securities, LLC.08-19-2015
David Christopher HeineAvantax Investment Services, Inc.Pruco Securities, LLC.11-27-2019
Jennifer Fay KotschevarBancWest Investment Services, Inc.Pruco Securities, LLC.$22006-22-2011
Amy J. NielsenBoulevardPruco Securities, LLC.08-27-2019
Anthony Joseph FerraraCetera Advisor Networks LLCPruco Securities, LLC.03-15-2010
Scott Howard ZoellnerCUNA Brokerage Services, Inc.Pruco Securities, LLC.$50005-18-2016
Richard Ross Vande VegteEdward JonesPruco Securities, LLC.12-05-2014
Michael Van BeusekomFarmers Financial Solutions, LLCPruco Securities, LLC.01-16-2019
Michael Alan McdougalFBL Marketing Services, LLCPruco Securities, LLC.06-20-2016
Gary James OieFintegra, LLCPruco Securities, LLC.03-20-2014
Thomas Patrick GowanINVEST Financial CorporationPruco Securities, LLC.08-04-2014
Michael Joel UrchMD Financial / Vestment FinancialPruco Securities, LLC.06-08-2016
Jason Corey HudgensMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.04-04-2018
Mark S. RobinsonMML Investors Services, LLCPruco Securities, LLC.09-09-2019
Brandon A. BesekeMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.05-11-2017
Scott Jacob TholeOneAmerica Securities, Inc.Pruco Securities, LLC.$10001-19-2017
Cory Robert WeisnerPrincipal Securities, Inc.Pruco Securities, LLC.02-27-2017
Thomas P ZubrodPrincipal Securities, Inc.Pruco Securities, LLC.07-30-2014
Randy Robert RheaultPrincipal Securities, Inc.Pruco Securities, LLC.$50004-20-2012
Charles Roger NorrisPruco Securities, LLC.Pruco Securities, LLC.12-12-2017
Robert Troy LandgrafRBC Capital Markets, LLCPruco Securities, LLC.$25008-03-2010
John Paul JordanSagePoint Financial, Inc.Pruco Securities, LLC.$10012-01-2015
Atesha Jeanette Barnes NelsonSagePoint Financial, Inc.Pruco Securities, LLC.$50009-29-2015
Jonathan Joseph LouwagieSaybrus Equity Services, LLCPruco Securities, LLC.03-13-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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