Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor MaloneAmeriprise Financial Services, LLCRBC Capital Markets, LLC10-01-2020
Ao VangFidelity Brokerage Services LLCRBC Capital Markets, LLC04-22-2020
Malia Michelle HaskinsBMO Harris Financial Advisors, Inc.RBC Capital Markets, LLC04-16-2020
Stephen Joseph BerardMurphy Pohlad Asset Management LLCRBC Capital Markets, LLC02-12-2020
Jack Edward FayOppenheimer & Co. Inc.RBC Capital Markets, LLC$50001-06-2020
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
Evan Alfred ChangCetera Advisor Networks LLCRBC Capital Markets, LLC12-05-2019
Chad Kennedy OlsonSageview Advisory Group, LLCRBC Capital Markets, LLC$15011-21-2019
Erica Ann GarnhartU.S. Bancorp Investments, Inc.RBC Capital Markets, LLC10-24-2019
Hal Tearse Nicole WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$12507-24-2019
Harold Horton Tearse IiiRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$10007-24-2019
Nicole Elizabeth WrightRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC07-24-2019
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC01-23-2019
Timothy Alan RosgaSagePoint Financial, Inc.RBC Capital Markets, LLC$2511-21-2018
Jeffrey DobbelmannAmeriprise Financial Services, LLCRBC Capital Markets, LLC$8008-24-2018
Jeffrey Warren DobbelmannAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-24-2018
Curtis John PetersonAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-30-2017
Theodore John HamlinAmeriprise Financial Services, LLCRBC Capital Markets, LLC07-21-2017
Deborah R Johnston Erica Frantz Beth Peterson Hannah MasonUBS Financial Services Inc.RBC Capital Markets, LLC$22307-18-2017
Deborah Rosemary JohnstonUBS Financial Services Inc.RBC Capital Markets, LLC07-18-2017
Erica Theresa FrantzUBS Financial Services Inc.RBC Capital Markets, LLC$5007-18-2017
Michele Edna LemireRaymond James & Associates, Inc.RBC Capital Markets, LLC01-13-2017
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Christina Marie WetmoreAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5011-04-2016
Robert RaeAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10511-02-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.