Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Corey MooreCitigroup Global Markets Inc.RBC Capital Markets, LLC02-01-2009
Ott LukkFeltl & CompanyRBC Capital Markets, LLC02-02-2009
James Andrew BjornlieFeltl & CompanyRBC Capital Markets, LLC02-06-2009
Andrew James BjornlieFeltl & CompanyRBC Capital Markets, LLC02-06-2009
Colin Henry HohmanLincoln Financial Advisors CorporationRBC Capital Markets, LLC04-29-2009
Patrick Geoffrey MahoneyJ.P. Morgan Securities LLCRBC Capital Markets, LLC07-23-2009
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
David Bower StevensonGardner Financial Services, Inc.RBC Capital Markets, LLC09-15-2009
Richard James BloostonFeltl & CompanyRBC Capital Markets, LLC$5011-12-2009
Andrew Kevin FieldWells Fargo Investments, LLCRBC Capital Markets, LLC$5011-17-2009
Gregory Allen FosterUBS Financial Services Inc.RBC Capital Markets, LLC$5007-28-2010
Brandon Matthew LarsonUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2011
Michael William MullinsJHS Capital Advisors, LLCRBC Capital Markets, LLC04-01-2011
Wendy Sue HomstadRaymond James & Associates, Inc.RBC Capital Markets, LLC05-09-2011
Bjorn William AmundsonAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-23-2011
Kevin William JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-01-2012
Rahn Stuart LundStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5003-08-2012
Katy Mclean UzpenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-30-2012
Mark Donald HenningsJHS Capital Advisors, LLCRBC Capital Markets, LLC$5008-01-2012
Michael Joseph BakalarsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5010-15-2012
Lorri Jean Petersen StollStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5011-19-2012
James Morey HayUBS Financial Services Inc.RBC Capital Markets, LLC05-14-2013
Thomas Steven JohnsonJHS Capital Advisors, LLCRBC Capital Markets, LLC$5005-16-2013
Christopher Drake BentleyAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-11-2013
Stephen Roger O'NeillAmeriprise Financial Services, LLCRBC Capital Markets, LLC06-21-2013
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.