Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angie S. MaloneFarmers Financial Solutions, LLCRBC Capital Markets, LLC07-17-2015
Brandon Matthew LarsonUBS Financial Services Inc.RBC Capital Markets, LLC$10002-23-2011
Carolyn Jean GanzLPL Financial LLCRBC Capital Markets, LLC09-09-2009
Christina Marie WetmoreAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-04-2016
Christopher Drake BentleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-11-2013
Colin Henry HohmanLincoln Financial Advisors CorporationRBC Capital Markets, LLC04-29-2009
Craig Edward PoppRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-13-2016
Curtis John PetersonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-30-2017
David Bower StevensonGardner Financial Services, Inc.RBC Capital Markets, LLC09-15-2009
David Kallman PatonThe Oak Ridge Financial Services Group, Inc.RBC Capital Markets, LLC01-23-2019
Deborah Rosemary JohnstonUBS Financial Services Inc.RBC Capital Markets, LLC$5007-18-2017
Erica Theresa FrantzUBS Financial Services Inc.RBC Capital Markets, LLC07-18-2017
Gregory Allen FosterUBS Financial Services Inc.RBC Capital Markets, LLC$5007-28-2010
James Morey HayUBS Financial Services Inc.RBC Capital Markets, LLC05-14-2013
Jeffrey Warren DobbelmannAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2508-24-2018
John C FarniQuantitative Asset Management, LLCRBC Capital Markets, LLC10-22-2015
Katy Mclean UzpenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-30-2012
Kevin William JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-01-2012
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Michael Joseph BakalarsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5010-15-2012
Michele Edna SchwartzRaymond James & Associates, Inc.RBC Capital Markets, LLC01-13-2017
Patrick Jay MurphyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5006-21-2013
Rahn Stuart LundStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5003-08-2012
Rheanna Lynn HeddingNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC04-10-2015
Richard James BloostonFeltl & CompanyRBC Capital Markets, LLC11-12-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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