Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan John Caperoon-SmithWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.09-27-2019
Patrick Carl GherityU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.05-20-2019
Kevin Michael MannMann Financial GroupRaymond James Financial Services, Inc.05-17-2019
Brian Eugene MannMann Financial GroupRaymond James Financial Services, Inc.05-17-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Matthew Ryan JohnsonFuture BrightRaymond James Financial Services, Inc.01-22-2019
Jeremy Niles LoftisCetera Investment Services LLCRaymond James Financial Services, Inc.11-02-2018
Timothy Gerald ErnsteRBC Capital Markets, LLCRaymond James Financial Services, Inc.08-27-2018
Janet Lee TracyNorthland Securities, Inc.Raymond James Financial Services, Inc.$1008-06-2018
Daniel Joseph TuohyNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.09-01-2017
Peter Eugene CongdonEdward JonesRaymond James Financial Services, Inc.$5009-01-2017
Nathan L. BosekAlpha Cubed Investments, LLCRaymond James Financial Services, Inc.06-16-2017
Kyle Gene SchriefferAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-31-2017
Mitchell James RobyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$6903-06-2017
Pamela Sara MarkfortWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1003-06-2017
Christopher Charles PearsallBMO Harris Financial Advisors, Inc.Raymond James Financial Services, Inc.$10004-01-2016
Julie Ann LeichtnamEdward JonesRaymond James Financial Services, Inc.04-01-2016
Michael George KramerThrivent Investment Management Inc.Raymond James Financial Services, Inc.10-05-2015
Andrew Harry SewardCharles Schwab & Co., Inc.Raymond James Financial Services, Inc.09-21-2015
Melissa Ann MoserAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.05-14-2015
Taryn Lynn OlszewskiCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2014
Rachel Lynn McDonoughAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-12-2014
John Francis Insana IICetera Investment Services LLCRaymond James Financial Services, Inc.07-16-2014
Jacob John MarxhausenWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2506-09-2014
Dominika Melania BoylesU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.03-04-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.