Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Louis BushUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.11-16-2017
Barry Daniel MinskerLPL Financial LLCSII Investments, Inc.$2502-14-2018
Cam Joel MaderCambridge Investment Research, Inc.SII Investments, Inc.$5011-29-2017
Conrad Lee KerberLPL Financial LLCSII Investments, Inc.$14402-14-2018
Curtis Edward HoffmanLPL Financial LLCSII Investments, Inc.$2502-14-2018
Cynthia Jean O'MearaCambridge Investment Research, Inc.SII Investments, Inc.$10011-01-2017
Derek James ShaverLPL Financial LLCSII Investments, Inc.02-14-2018
James Allan BallSecurities America, Inc.SII Investments, Inc.11-29-2017
James Dale PetersSecurities America, Inc.SII Investments, Inc.11-27-2017
James Jason HerzogSecurities America, Inc.SII Investments, Inc.10-19-2017
James Marvin ScholljegerdesCambridge Investment Research, Inc.SII Investments, Inc.11-01-2017
Jason Jordan BennettLPL Financial LLCSII Investments, Inc.02-14-2018
Jody John OttoSecurities America, Inc.SII Investments, Inc.$10006-03-2013
Joel Howard WeberSecurities America, Inc.SII Investments, Inc.10-19-2017
John Bradley OversonLPL Financial LLCSII Investments, Inc.$3202-14-2018
John Darren TuttCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
John E. EhrenfeldCambridge Investment Research, Inc.SII Investments, Inc.10-27-2017
Kenton Dal ZeiglerLPL Financial LLCSII Investments, Inc.02-14-2018
Kevin Allan KrugerKruger Wealth Management, Inc.SII Investments, Inc.01-16-2018
Matthew Richard BensonUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.$1511-13-2017
Michael Robert HaasLPL Financial LLCSII Investments, Inc.02-14-2018
Paul Andrew SchmidtLPL Financial LLCSII Investments, Inc.02-14-2018
Raymond J SauerRoyal Alliance Associates, Inc.SII Investments, Inc.05-15-2017
Richard Scott RamsayJ.W. Cole Financial, Inc.SII Investments, Inc.$1012-14-2017
Richard Wayne RamsayJ.W. Cole Financial, Inc.SII Investments, Inc.$1011-01-2017
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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