Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joanne RogersLPL Financial LLCSecurities America, Inc.$5001-08-2019
Eric Wesley ThronsonAmeriprise Financial Services, Inc.Securities America, Inc.11-15-2017
Timothy Jon RobinsonAmeriprise Financial Services, Inc.Securities America, Inc.11-06-2017
Rachel Edith SmithAmeriprise Financial Services, Inc.Securities America, Inc.07-25-2017
James Edward StephanAmeriprise Financial Services, Inc.Securities America, Inc.$2506-26-2015
Robert Wade LarsonHarbour Investments, Inc.Securities America, Inc.$1004-23-2015
Phillip A. LarsonHarbour Investments, Inc.Securities America, Inc.04-23-2015
Kimberly Marie FosterCambridge Investment Research, Inc.Securities America, Inc.05-23-2014
Dustin Neil ChristophersonCetera Advisors LLCSecurities America, Inc.$5002-24-2014
Christopher L. WayneCambridge Investment Research, Inc.Securities America, Inc.01-02-2014
Rebecca Lynn LantzerIndependent Financial Group, LLCSecurities America, Inc.07-31-2013
Michelle Kaymeiers LetchRoyal Alliance Associates, Inc.Securities America, Inc.04-08-2013
Aaron J. FultonProEquities, Inc.Securities America, Inc.01-04-2012
Shea James MurphyVALIC Financial Advisors, Inc.Securities America, Inc.12-07-2010
Tiphanie J. MeansAmeriprise Financial Services, Inc.Securities America, Inc.09-30-2010
Michael Thomas RyanWoodbury Financial Services, Inc.Securities America, Inc.$1012-01-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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