Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. FultonProEquities, Inc.Securities America, Inc.01-04-2012
Brenda Rose AslynUSAdvisors Wealth Management, LLCSecurities America, Inc.04-01-2016
Christopher L. WayneCambridge Investment Research, Inc.Securities America, Inc.$10001-02-2014
Dustin Neil ChristophersonCetera Advisors LLCSecurities America, Inc.$50002-24-2014
Heidi Jo HelmekePrestige Wealth ManagementSecurities America, Inc.01-31-2014
Joanne RogersLPL Financial LLCSecurities America, Inc.$50001-08-2019
Jordan James NygaardUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Kimberly Marie FosterCambridge Investment Research, Inc.Securities America, Inc.05-23-2014
Michael Thomas RyanWoodbury Financial Services, Inc.Securities America, Inc.$10012-01-2009
Michelle Kaymeiers LetchRoyal Alliance Associates, Inc.Securities America, Inc.04-08-2013
Mikael Daniel HallstromLPL Financial LLCSecurities America, Inc.10-13-2014
Nancy J. McCarrellPrestige Wealth ManagementSecurities America, Inc.02-05-2015
Patrick Lee McintyreInvestment Centers of America, Inc.Securities America, Inc.$50011-30-2015
Phillip A. LarsonHarbour Investments, Inc.Securities America, Inc.04-23-2015
Rebecca Lynn LantzerIndependent Financial Group, LLCSecurities America, Inc.07-31-2013
Robert A RootInvestment Centers of America, Inc.Securities America, Inc.04-21-2017
Robert Wade LarsonHarbour Investments, Inc.Securities America, Inc.$10004-23-2015
Ryan Christopher SpaudeEide Bailly Advisors, LLCSecurities America, Inc.12-09-2013
Steven John CarlsonEssex National Securities, LLCSecurities America, Inc.07-01-2014
Susan Lavon WeloCetera Advisor Networks LLCSecurities America, Inc.$10002-04-2015
Suzette Marie RothbergPrestige Wealth ManagementSecurities America, Inc.09-25-2015
Thomas W GahlerInvestment Centers of America, Inc.Securities America, Inc.04-21-2017
Timothy David AscheUSAdvisors Wealth Management, LLCSecurities America, Inc.04-07-2016
Timothy Jon RobinsonUSAdvisors Wealth Management, LLCSecurities America, Inc.09-14-2012
Tom Gahler, Gary GahlerInvestment Centers of AmericaSecurities America, Inc.$6502-24-2012

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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