Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robin Lynn CarmichaelRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Mitchell David AllenRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Jeffrey Francis BiglerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
William Russell DudleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Cory Mitchell EvenstadRoyal Alliance Associates, Inc.Signator Investors, Inc.$3011-02-2018
Steven Ray DeweyRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Patrick Martin ThielenRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Kevin Kenneth JanssenRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven John HeidemanRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Caroline Elizabeth EmswilerRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Brian Alan MidthusRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Andrew Charles VixRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Monty Lee CoenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Jeffrey Todd PierceRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michelle Lynn SeversonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael James DalyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jay Michael OvsakRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Trina Renee UrbanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Glenn Mark MackenzieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Suzanne Renee KahnerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Campion SternRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Michael ThiekeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
William George McInteeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kurt Eric AmundsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Karen KetchamRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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