Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Warren HauckAvantax Investment Services, Inc.Signator Investors, Inc.07-20-2017
Tyler W. ArmstrongCetera Advisor Networks LLCSignator Investors, Inc.10-12-2016
Troy Hunt HanrattyMHS Advisory Services, LLCSignator Investors, Inc.06-24-2015
Jeffrey Roland SellsMartin Advisory Services, Inc.Signator Investors, Inc.01-29-2014
Thomas Ralph HokrThe Capital Advisory Group Advisory Services, LLCSignator Investors, Inc.01-15-2014
John Christopher SherwinThe Capital Advisory Group Advisory Services, LLCSignator Investors, Inc.01-13-2014
Joseph Donald LangThrivent Investment Management Inc.Signator Investors, Inc.04-27-2012
Bradley David ShraderRoyal Alliance Associates, Inc.Signator Investors, Inc.04-20-2012
Paul Joseph KlostermanSecurities America, Inc.Signator Investors, Inc.11-30-2009
Jason M LachRoyal Alliance Associates, Inc.Signator Investors, Inc.$10004-25-2012
Thomas Joseph PorozinskiRoyal Alliance Associates, Inc.Signator Investors, Inc.$10004-23-2012
Adriano Eagan BatistaRoyal Alliance Associates, Inc.Signator Investors, Inc.$10004-23-2012
Neal Anthony HoefflinRoyal Alliance Associates, Inc.Signator Investors, Inc.$25004-23-2012
Todd Wayne SwansonRoyal Alliance Associates, Inc.Signator Investors, Inc.$25004-20-2012
William Chalmers HollwayRoyal Alliance Associates, Inc.Signator Investors, Inc.$50004-23-2012
Martin Russell AndreasenRoyal Alliance Associates, Inc.Signator Investors, Inc.$50004-20-2012
Paul Joseph KieserRoyal Alliance Associates, Inc.Signator Investors, Inc.$50004-20-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.