Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dwight LarsonEdward JonesThrivent Investment Management Inc.$5006-02-2017
Aaron John ElkinsBMO Harris Financial Advisors, Inc.Thrivent Investment Management Inc.10-15-2012
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.07-27-2018
Amanda L PetriAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-29-2019
Amy J. NielsenPruco Securities, LLC.Thrivent Investment Management Inc.11-16-2017
Anthony Lee SchusterAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.01-14-2009
Benjamin Thomas SchraderLPL Financial LLCThrivent Investment Management Inc.04-15-2019
Brandon Lee HansonNYLIFE Securities LLCThrivent Investment Management Inc.04-15-2015
Brent Garen WohlersCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.03-31-2017
Chad Jonathon RustenNYLIFE Securities LLCThrivent Investment Management Inc.07-22-2014
Cheryle Ann CafieroAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-16-2016
Craig Eric StockelNYLIFE Securities LLCThrivent Investment Management Inc.12-26-2017
Derek John DelaneyCetera Investment Services LLCThrivent Investment Management Inc.09-01-2016
Donald Charles Benson Jr.LPL Financial LLCThrivent Investment Management Inc.$1010-25-2012
Douglas TrokeFarmers Financial Solutions, LLCThrivent Investment Management Inc.07-10-2017
Dustin James SmithLPL Financial LLCThrivent Investment Management Inc.05-26-2011
Erika Lynn HalerFBL Marketing Services, LLCThrivent Investment Management Inc.08-01-2016
Gary Walter SchmidtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Gordon Colonel Bentley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.07-11-2016
Jackie Lynn RiddellNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.07-05-2018
Jeffrey David EngeboseNYLIFE Securities LLCThrivent Investment Management Inc.$5008-25-2015
Jeffrey Michael SchlichtLPL Financial LLCThrivent Investment Management Inc.01-24-2014
Jeffrey Paul SchwinglerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.09-07-2016
Jessica Ruth FossAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-02-2012
Jody Kay McDonoughWoodbury Financial Services, Inc.Thrivent Investment Management Inc.01-25-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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