Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Anne ByrneRBC Capital Markets, LLCUBS Financial Services Inc.07-30-2020
Kevin Matthew BoydKMB Wealth Management, LLCUBS Financial Services Inc.07-30-2020
Cassie Ann HegwoodLPL Financial LLCUBS Financial Services Inc.07-21-2020
Hannah Jayne MorehouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-03-2020
Darin Wayne HargreavesThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$15009-04-2019
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
John Andrew RandolphRBC Capital Markets, LLCUBS Financial Services Inc.$15011-30-2018
Benjamin Alan LeistikowRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Paul Ronald KochRBC Capital Markets, LLCUBS Financial Services Inc.$4610-26-2018
Julene Rocheleau MelquistRBC Capital Markets, LLCUBS Financial Services Inc.10-26-2018
Patricia Lynn KavanaghWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-26-2018
Shaun W ScottAmeriprise Financial Services, LLCUBS Financial Services Inc.09-07-2017
Joseph Edward MeyerU.S. Bancorp Investments, Inc.UBS Financial Services Inc.08-30-2017
Bruce Daniel BarronWaddell & ReedUBS Financial Services Inc.$2504-29-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Douglas Everett OllilaThe Oak Ridge Financial Services Group, Inc.UBS Financial Services Inc.$2503-25-2016
William SnuggerudLPL Financial LLCUBS Financial Services Inc.02-05-2016
Thomas Michael KeyesCommonwealth Financial NetworkUBS Financial Services Inc.$10010-09-2015
William George BeriganCommonwealth Financial NetworkUBS Financial Services Inc.10-09-2015
Michael T TervoInvestors Financial GroupUBS Financial Services Inc.$1009-16-2015
Eric John HutchensAllodium Investment Consultants, LLCUBS Financial Services Inc.06-15-2015
Louis Edward TaylorWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-27-2015
Eric Olaf FroistadRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.12-26-2014
Keith David LundhagenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-05-2014
Jerod GustafsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15009-03-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.