Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Robert HarrisAmeriprise Advisor Services, Inc.UBS Financial Services Inc.$50005-01-2009
Shaun William ScottAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10009-07-2017
Charles Kermit AltendorferAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-22-2012
Leslie Ann RauhAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25012-14-2010
Vinod GuptaAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50006-01-2009
Jan Marie SteckerAvantax Investment Services, Inc.UBS Financial Services Inc.01-11-2019
Thomas Michael KeyesCommonwealth Financial NetworkUBS Financial Services Inc.$10010-09-2015
William George BeriganCommonwealth Financial NetworkUBS Financial Services Inc.$10010-09-2015
Daniel James MahoneyCommonwealth Financial NetworkUBS Financial Services Inc.$50004-24-2009
Gregory Paul BlenkushFeltl & CompanyUBS Financial Services Inc.04-28-2009
Elizabeth Louise KnutsonFeltl & CompanyUBS Financial Services Inc.$50003-19-2009
Jonathan Drew LondonGardner Financial Services, Inc.UBS Financial Services Inc.$50004-30-2009
Dennis Robert BetzH&R Block Financial Advisors, Inc.UBS Financial Services Inc.04-21-2009
Heidi Rengstorf SchumacherH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$50003-20-2009
Denis Oliver BakkeHighmark Wealth Management LLCUBS Financial Services Inc.07-07-2016
Todd Edward ArensHighmark Wealth Management LLCUBS Financial Services Inc.07-25-2012
Gregory Alan BowarInvestment Centers of America, Inc.UBS Financial Services Inc.$10011-06-2009
Michael T. TervoInvestors Financial GroupUBS Financial Services Inc.09-16-2015
William SnuggerudLPL Financial LLCUBS Financial Services Inc.$50002-05-2016
Scott Jason LeeLPL Financial LLCUBS Financial Services Inc.$10008-09-2013
Tyler Scott ChristensonLPL Financial LLCUBS Financial Services Inc.$50005-06-2013
Brett AngelLPL Financial LLCUBS Financial Services Inc.$10012-09-2011
Michael Peter KoobLPL Financial LLCUBS Financial Services Inc.$50012-02-2010
Fredrik Gilman BorstadLPL Financial LLCUBS Financial Services Inc.$10011-12-2010
John Thomas GeenenLPL Financial LLCUBS Financial Services Inc.$15011-12-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.