Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan Marie SteckerAvantax Investment Services, Inc.UBS Financial Services Inc.01-11-2019
William Dugas FeeRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2018
Chad Edward SoptickU.S. Bancorp Investments, Inc.UBS Financial Services Inc.10-29-2018
Julene Rocheleau MelquistRBC Capital Markets, LLCUBS Financial Services Inc.10-26-2018
Patricia Lynn KavanaghWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-26-2018
Joseph Edward MeyerU.S. Bancorp Investments, Inc.UBS Financial Services Inc.08-30-2017
Rowan M. Broyles Jr.RBC Capital Markets, LLCUBS Financial Services Inc.06-14-2017
Denis Oliver BakkeHighmark Wealth Management LLCUBS Financial Services Inc.07-07-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Michael T. TervoInvestors Financial GroupUBS Financial Services Inc.09-16-2015
Christian Nesset TietzRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.10-01-2014
Suzanne Michelle McCoyTotal Wealth Advisors, LLCUBS Financial Services Inc.12-04-2013
Nathan David RooneyMorgan StanleyUBS Financial Services Inc.10-17-2013
Carol Ann BrookmanMorgan StanleyUBS Financial Services Inc.10-10-2012
Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
Sean Patrick McgeeMorgan StanleyUBS Financial Services Inc.09-12-2012
Todd Edward ArensHighmark Wealth Management LLCUBS Financial Services Inc.07-25-2012
Brittany K KochSII Investments, Inc.UBS Financial Services Inc.07-10-2012
Charles Kermit AltendorferAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-22-2012
Paul Edward TichyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-26-2011
Carol Jean BrundieckMorgan StanleyUBS Financial Services Inc.03-04-2011
Richard Duane MukomelaMetLife Securities Inc.UBS Financial Services Inc.11-03-2010
Charles Roger NorrisOppenheimer & Co. Inc.UBS Financial Services Inc.05-07-2010
Suzanne Marie AmundsonU.S. Bancorp Investments, Inc.UBS Financial Services Inc.03-15-2010
Danny Richard BareshRaymond James & Associates, Inc.UBS Financial Services Inc.02-26-2010
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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