Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$2506-17-2010
Blane Jeffrey Hammer, Ryan Richard JohnsonMorgan StanleyUBS Financial Services Inc.$5007-03-2012
Carol Ann Brookman, Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
David Scott ChisholmMorgan StanleyUBS Financial Services Inc.10-08-2009
George John AnastosMorgan StanleyUBS Financial Services Inc.12-02-2011
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
James Francis BlakeMorgan StanleyUBS Financial Services Inc.$15008-12-2010
Jonathan Edmon TarshishMorgan StanleyUBS Financial Services Inc.12-06-2013
Mary Beth BennettMorgan StanleyUBS Financial Services Inc.$10003-09-2012
Nathan Spencer HildreMorgan StanleyUBS Financial Services Inc.10-12-2009
Paul J. Bordonaro, Robert John HannahMorgan StanleyUBS Financial Services Inc.03-04-2011
Robert C Knutson Jr.Morgan StanleyUBS Financial Services Inc.11-08-2013
Thomas Alvin Rishovd IIMorgan StanleyUBS Financial Services Inc.$15008-12-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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