Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Christopher GranthamTIAA-CREF Individual & Institutional Services, LLCWaddell & Reed10-11-2017
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Andrew Joseph SelbergCambridge Investment Research, Inc.Waddell & Reed07-22-2015
Ashton G. PankoninFocus FinancialWaddell & Reed05-01-2017
Bradley Joseph LangeCetera Advisor Networks LLCWaddell & Reed06-02-2010
Brett Robert KahnertMetLife Securities Inc.Waddell & Reed10-12-2016
Christina Marie MadsonLPL Financial LLCWaddell & Reed10-24-2016
Christopher Richard BookMetLife Securities Inc.Waddell & Reed04-01-2015
Cole M. GauldinCommonwealth Financial NetworkWaddell & Reed11-05-2018
Cory Michael WerlingerThrivent Investment Management Inc.Waddell & Reed05-30-2019
David Christopher EdelmanCetera Advisor Networks LLCWaddell & Reed01-27-2012
David Louis CompasNYLIFE Securities LLCWaddell & Reed01-20-2010
Edmund Coleman Craft IIIPrincipal Securities, Inc.Waddell & Reed12-16-2015
Evin Ward LantzFirst Heartland Capital, Inc.Waddell & Reed10-21-2015
Gary Hollis SchwartzCRI Securities, LLCWaddell & Reed$2506-12-2013
George William LeistikowAdvanced Advisor Group, LLCWaddell & Reed09-07-2016
Jason Michael PriebeLPL Financial LLCWaddell & Reed10-24-2016
Jeffrey Dean CanakesU.S. Bancorp Investments, Inc.Waddell & Reed08-06-2018
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
John Michael ComerRaymond James Financial Services, Inc.Waddell & Reed08-17-2017
Jonathan Wiley WellsAmeriprise Financial Services, LLCWaddell & Reed01-19-2011
Joseph A. GeorgesCapital Financial Services, Inc.Waddell & Reed01-10-2017
Joseph David DezielPruco Securities, LLC.Waddell & Reed07-31-2014
Josiah Lee QuickFidelity Brokerage Services LLCWaddell & Reed01-22-2016
Julie Joyce RiemerLPL Financial LLCWaddell & Reed08-04-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.