Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhett Paul Neuman, Brent Lee Hanson, Eric Daniel St. MartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Christopher Gerald AndersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-06-2011
Robyn Lynn JensenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-26-2011
John Daniel BaasenNorthland Securities, Inc.Wells Fargo Clearing Services, LLC08-25-2011
Edward Joseph Folisi, Thomas Jefrey BarberUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-02-2011
Richard Edward CummingsMorgan StanleyWells Fargo Clearing Services, LLC$5011-04-2011
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Brent Colin PeroutkaWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2011
Laszlo FodorU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-14-2011
John Gerald SilbaughAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-16-2011
Theodore Michael ElliottRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-26-2012
Jessica Ann MoodyNorthland Securities, Inc.Wells Fargo Clearing Services, LLC02-29-2012
Barbara Amberg O'ConnorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1003-09-2012
Ryan M. GerisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2012
Richard Gerard WeselyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-29-2012
Jeffrey Evan LehmanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-07-2012
David Todd UpinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2012
Timothy Robert CampionRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC12-07-2012
Scott Roberteugene JohnsonFeltl & CompanyWells Fargo Clearing Services, LLC$2502-08-2013
Scott Charles RobbinsFeltl & CompanyWells Fargo Clearing Services, LLC08-12-2013
Christina Dae Van SlootenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-13-2013
Kira Kae MostadSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC08-27-2013
Ryan Dean PytleskiNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC10-15-2013
Richard Halm De-Souza Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-04-2014
Domenico MastropierroCetera Investment Services LLCWells Fargo Clearing Services, LLC08-27-2014
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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